Dennis O'malley is a registered investment advisor, based in Chicago, IL, with 13 years of industry experience.
Location
227 West Monroe Street, Suite 4300, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dennis is the founder of Top Corner Enterprises LLC, a sole proprietor LLC involved in e-commerce, Etsy, and Amazon affiliate marketing. This non-financial activity takes a few hours per week.
Employment History
Current Registrations
Blackrock Investments, LLCBroker
June 2024 - Present · 1 yr 11 mos
Spiderrock Advisors, LLC
June 2024 - Present · 1 yr 11 mos
Previous Registrations
The Invictus Collective, LLC
July 2023 - November 2023 · 4 mos
Halo Securities, LLCBroker
July 2020 - May 2023 · 2 yrs 10 mos
Sentinus, LLC
July 2020 - May 2023 · 2 yrs 10 mos
Northern Trust Securities, INC.Broker
November 2017 - June 2020 · 2 yrs 7 mos
Northern Trust Investments, Incorporated
November 2017 - June 2020 · 2 yrs 7 mos
North Capital Private Securities CorporationBroker
January 2017 - November 2017 · 10 mos
Goldman, Sachs & CO.Broker
January 2016 - November 2016 · 10 mos
Cedar Capital, LLC
February 2015 - January 2016 · 11 mos
Foreside Fund Services, LLCBroker
October 2014 - January 2016 · 1 yr 3 mos
Good Harbor Financial
March 2014 - January 2015 · 10 mos
Northern Lights Distributors, LLCBroker
January 2014 - November 2014 · 10 mos
Northwestern Mutual Investment Services,llc
June 2013 - December 2013 · 6 mos
Northwestern Mutual Investment Services, LLCBroker
October 2011 - December 2013 · 2 yrs 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.