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Trey Toifel

Cetera Investment Advisers LLC
13 Years of Experience
Fairhope, AL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Trey Toifel is a registered investment advisor at Cetera Investment Advisers LLC, based in Fairhope, AL, with 13 years of industry experience. Trey is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

98 South Greeno Road, Fairhope, AL, 36533

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023
Settled
Customer Dispute
May 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Trey is the 100% owner of Alabama Coastal Outdoors, Sport Fishing & Tackle. He dedicates a significant amount of time to this business, about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
January 2015 - Present · 11 yrs 9 mos
Cetera Investment Advisers LLC
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Bb&t Investment Services, INC.
April 2013 - April 2013 · 0 mos
Bb&t Investment Services, INC.Broker
April 2013 - April 2013 · 0 mos
Wells Fargo Advisors, LLC
December 2011 - February 2013 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
December 2011 - February 2013 · 1 yr 2 mos
Edward Jones
September 2010 - March 2011 · 6 mos
Edward JonesBroker
September 2010 - March 2011 · 6 mos
State Registrations17 states
ALARAZCAFLGAIAILKYLAMNMOMSNCSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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