Shawn Layton
Shawn Layton is a registered investment advisor at LPL Financial LLC, based in Fairhope, AL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fairhope, AL
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2019Criminal
October 1994Other Business ActivitiesSells Insurance
Shawn uses Layton Advisory Group as a DBA for his LPL business. He also engages in non-variable insurance activities through Layton Advisory Group.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investment Advisors
Proequities, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.