David Shaw is a CFP-designated registered investment advisor, based in Alpharetta, GA, with 15 years of industry experience.
Location
5900 Windward Pkwy #120, Alpharetta, GA 30005, #120, Alpharetta, GA, 30005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David works as a financial professional for Ridge Capital Management, dedicating a full-time commitment to financial services. He also owns Busy Mimi LLC, an expense management company, but spends minimal time on it.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Wallachbeth Capital LLCBroker
State Registrations6 states
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