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CFP
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CFP

Brandon Lee

Prime Capital Financial
15 Years of Experience
Springfield, MO
Sells Insurance
View SEC Summary
View SEC Summary

Brandon Lee is a CFP-designated registered investment advisor at Prime Capital Financial, based in Springfield, MO, with 15 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.

Prime Capital Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
264 advisors
Number of Clients
23,965 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$39.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2870 South Ingram Mill Road, Suite B, Springfield, MO, 65804

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brandon is an insurance agent selling fixed insurance products through Prime Capital Risk Management, dedicating a few hours per week to this activity. He also owns CHHSZ Holdings LLC, which owns Prime Capital Investment Advisors, spending minimal time on this.

Employment History
Current Registrations
Prime Capital Financial
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Private Client Services, LLCBroker
April 2018 - December 2021 · 3 yrs 8 mos
Lawing Financial INC
September 2013 - October 2017 · 4 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2013 - April 2018 · 4 yrs 10 mos
J.P. Morgan Institutional Investments INC.Broker
June 2011 - November 2012 · 1 yr 5 mos
Vanguard Marketing CorporationBroker
August 2010 - March 2011 · 7 mos
State Registrations1 state
MO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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