PJ
PJ

Paul Warholak JR

8 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
793 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.60%
$5M+0.50%

Fees are subject to negotiation at Sigma's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$10,000
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Location

186 E Main Street, Suite 200, Northville, MI, 48167

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Sigma Investment Counselors
January 2019 - Present · 7 yrs 1 mo
Previous Registrations
Spc
September 2018 - December 2018 · 3 mos
Sigma Financial CorporationBroker
April 2018 - December 2018 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - February 2012 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - February 2012 · 6 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.
Paul Warholak Jr - Financial Advisor | TrueAdvisor