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DD
DD
Daniel Drahos
Stirlingshire Investments
15 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Stirlingshire Investments
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
264 clients
Average Client Portfolio
$262K average
Assets Under Management
$69.2M
Fee Structure
Minimum Investment:
None
Financial Planning:
Investment management only
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Location
15 W 38th St., #704, New York, NY, 10018
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
November 2021
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Stirlingshire Investments
May 2024 - Present · 1 yr 9 mos
Stirlingshire Investments
May 2023 - Present · 2 yrs 9 mos
Stirlingshire Investments
Broker
May 2023 - Present · 2 yrs 9 mos
Previous Registrations
Harley Capital LLC
Broker
September 2022 - May 2023 · 8 mos
Monmouth Capital Management LLC
Broker
September 2021 - August 2022 · 11 mos
Worden Capital Management LLC
Broker
June 2016 - October 2021 · 5 yrs 4 mos
Aegis Capital CORP.
Broker
July 2015 - May 2016 · 10 mos
J.D. Nicholas & Associates, INC.
Broker
September 2010 - July 2015 · 4 yrs 10 mos
State Registrations
27 states
AZ
CA
CO
CT
DC
FL
GA
IA
IN
KS
LA
ME
MN
NC
NE
NH
NJ
NY
OH
OK
PA
SC
SD
TX
UT
VT
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.