Rachel Kotubey is a CFA-designated registered investment advisor, based in Charlotte, NC, with 15 years of industry experience. Rachel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1515 South Tryon Street, Charlotte, NC, 28203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dfa Securities LLCBroker
July 2014 - Present · 12 yrs 3 mos
Dimensional Fund Advisors LP
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
Samson Capital Management, LLC
August 2013 - January 2014 · 5 mos
Quasar Distributors, LLCBroker
January 2013 - August 2013 · 7 mos
Umb Distribution Services, LLCBroker
September 2011 - November 2012 · 1 yr 2 mos
Scout Investments, INC.
November 2010 - November 2012 · 2 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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