Brian Addis
Brian Addis is a registered investment advisor at Gwn Securities INC., based in Troy, OH, with 15 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
1204 Archer Drive, Troy, OH, 45373
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2021Customer Dispute
June 2017Customer Dispute
April 2017Customer Dispute
October 2016Employment Separation After Allegations
September 2016Customer Dispute
March 2012Other Business ActivitiesSells Insurance
Brian sells various lines of non-securities insurance, including accident, health, life, and variable annuities. This takes Brian a full-time commitment.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Cantella & CO., INC.Broker
Cantella & CO., INC.
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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