AF
AF

Anthony Faicco

12 Years of Experience
Jericho, NY
Broker

Anthony Faicco is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

Two Jericho Plaza, Jericho, NY, 11753

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Anthony works as a contractor for Bada Bing Family, Inc., a retail/online store, focusing on administrative and business development tasks. He spends approximately a few hours per week on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
May 2020 - Present · 6 yrs
Previous Registrations
UBS Financial Services INC.Broker
October 2018 - May 2020 · 1 yr 7 mos
MML Investors Services, LLCBroker
March 2018 - October 2018 · 7 mos
Park Avenue Securities LLCBroker
March 2015 - March 2016 · 1 yr
Hsbc Securities (USA) INC.Broker
February 2015 - February 2015 · 0 mos
MML Investors Services, LLCBroker
November 2012 - January 2015 · 2 yrs 2 mos
AXA Advisors, LLCBroker
March 2011 - July 2012 · 1 yr 4 mos
State Registrations47 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHORPAPRRISCSDTNTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.