AG
AG

Anthony Ghiglieri

14 Years of Experience
Hauppauge, NY
3 DisclosuresBroker

Anthony Ghiglieri is a registered investment advisor at LPL Financial LLC, based in Hauppauge, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

888 Veterans Memorial Hwy, Suite 220, Office 232, Hauppauge, NY, 11788

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Denied
Customer Dispute
November 2022
Denied
Customer Dispute
August 2021
Settled
Other Business Activities

Anthony is involved with Certainty of the Uncertainty, LLC since 2022. This takes about 38% of his time, including time during trading hours.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 10 mos
LPL Financial LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
LPL Financial LLC
June 2025 - June 2025 · 0 mos
Ameriprise Financial Services, LLCBroker
October 2020 - June 2025 · 4 yrs 8 mos
Ameriprise Financial Services, LLC
October 2020 - June 2025 · 4 yrs 8 mos
Hsbc Securities (USA) INC.
September 2015 - November 2020 · 5 yrs 2 mos
Hsbc Securities (USA) INC.Broker
February 2013 - November 2020 · 7 yrs 9 mos
Cape Securities INC.Broker
April 2012 - February 2013 · 10 mos
Synergy Investment Group, LLCBroker
December 2010 - July 2011 · 7 mos
State Registrations5 states
FLNCNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Ghiglieri - Financial Advisor | TrueAdvisor