Thomas Tilton
Thomas Tilton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hauppauge, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
150 Vanderbilt Motor Pkwy,, Ste 401, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Thomas operates Tilton Financial Planning as a DBA for his LPL business, dedicating full-time hours to it. He also works with Simplicity Group and Crump Insurance Services selling non-variable insurance products, spending a few hours per week on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Gilford Securities IncorporatedBroker
Whale Securities CO., L.P.Broker
Painewebber IncorporatedBroker
Gkn Securities CORP.Broker
Ladenburg, Thalmann & CO., INC.Broker
Royce Investment Group, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.