SF
SF

Scott Faulkner

14 Years of Experience
Cincinnati, OH
Broker

Scott Faulkner is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Cincinnati, OH, with 14 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5065 Wooster Rd, Cincinnati, OH, 45226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 7 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.
February 2023 - February 2026 · 3 yrs
U.S. Bancorp Investments, INC.Broker
February 2023 - February 2026 · 3 yrs
Argi Investment Services, LLC
January 2021 - August 2022 · 1 yr 7 mos
Advice and Planning Services
June 2018 - November 2020 · 2 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2018 - November 2020 · 2 yrs 5 mos
Strategic Advisers LLC
January 2011 - June 2018 · 7 yrs 5 mos
Fidelity Brokerage Services LLCBroker
November 2010 - June 2018 · 7 yrs 7 mos
State Registrations1 state
OH
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Scott Faulkner - Financial Advisor | TrueAdvisor