SC
SC
Scott Caufield
14 Years of Experience
Woodinville, WA
1 Disclosure
Scott Caufield is a registered investment advisor at Sophos Wealth Management, based in Woodinville, WA, with 14 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 18 clients with $18M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
18 clients
Average Client Portfolio
$972K average
Assets Under Management
$17.5M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.80% |
All fee arrangements are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Woodinville, WA
Get directionsHistory
Regulatory History (1)
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Criminal
December 2019Final Disposition
Employment History
Current Registrations
Sophos Wealth Management
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Pacific Value, LLC
November 2010 - January 2020 · 9 yrs 2 mos
State Registrations1 state
WA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.