Sophos Wealth Management, LLC is a registered investment advisor located in Woodinville, Washington, solely owned and operated by Scott Caufield. Sophos provides personalized investment management and financial planning services to individuals, high-net-worth individuals, and trusts. The firm builds customized portfolios using fundamental analysis and asset allocation, operating with the authority to make trades on your behalf without asking first. In addition to managing investments, Sophos offers comprehensive wealth management that covers retirement planning, estate planning, insurance, taxes, charitable giving, and education savings. Sophos does not have a strict minimum account size requirement to become a client.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.0M | 0.80% |
| $3M+ | 0.70% |
All fee arrangements are negotiable at the firm's sole discretion.