JC
CFP
JC
CFP

John Cain

15 Years of Experience
Richmond, VA
Broker

John Cain is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 15 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5701 Patterson Ave, Ste 101 Fl 1, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John has 37.5% ownership in Granite Wealth Management, LLC, a financial practice. He spends about 10-20% of his time, or 20 hours per month, on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
September 2021 - Present · 4 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2010 - September 2021 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2010 - September 2021 · 10 yrs 10 mos
State Registrations27 states
ALAZCACOCTDCFLGAILKYLAMAMDMOMSNCNYOHPARISCSDTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.