James Alex
James Alex is a registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 15 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2200 Northern Blvd, Suite 200, East Hills, NY, 11548
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Regulatory History (1)
Customer Dispute
April 2019Other Business ActivitiesSells Insurance
James is a partner with his wife in Fuze Powertech Inc. and also an independent insurance agent selling life, accident, and health insurance, dedicating minimal time to each. He also owns rental property and is an investment partner in Madame Salon Inc., but is not involved in the salon's operations.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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