James Alex
James Alex is a registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 15 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
2200 Northern Blvd, Suite 200, East Hills, NY, 11548
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Regulatory History (1)
Customer Dispute
April 2019Other Business ActivitiesSells Insurance
James is a partner with his wife in Fuze Powertech Inc. and also an independent insurance agent selling life, accident, and health insurance, dedicating minimal time to each. He also owns rental property and is an investment partner in Madame Salon Inc., but is not involved in the salon's operations.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.