Samuel Bernard
Samuel Bernard is a registered investment advisor at LPL Financial LLC, based in Huber Heights, OH, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7021 Old Troy Pike, Suite G, Huber Heights, OH, 45424
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Regulatory History (1)
Customer Dispute
February 2025Other Business ActivitiesSells Insurance
Samuel is involved in several business activities, including working as an IAR through Stratos Wealth Partners, LTD (full-time), operating under the DBAs Stratos Wealth Partners and Bernard Financial Planning, and real estate rentals. He also works as a representative/agent for Issue Insurance Agency Inc., dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLCBroker
Stratos Wealth Partners, LTD
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Cambridge Investment Research, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.