TrueAdvisor
TrueAdvisor
AL
CFA
AL
CFA

Adam Bartlett Lotz

Citigroup Global Markets INC.
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Citigroup Global Markets INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2269 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

Financial Planning:Investment management only

Location

Citi Private Bank, 300 South Grand Avenue, 31st Floor, Suite 3130, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 5 mos
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 5 mos
Citi Private Alternatives, LLC
September 2021 - Present · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
September 2021 - Present · 4 yrs 5 mos
Citi Private Alternatives, LLCBroker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2017 - August 2021 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - August 2021 · 4 yrs 2 mos
UBS Financial Services INC.
September 2011 - June 2016 · 4 yrs 9 mos
UBS Financial Services INC.Broker
July 2011 - June 2016 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.