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David Rosenberg

Nadler Financial Group, INC.
13 Years of Experience
Los Angeles, CA
Broker
View SEC Summary
View SEC Summary

David Rosenberg is a registered investment advisor at Nadler Financial Group, INC., based in Los Angeles, CA, with 13 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,072 clients with $2.2B in assets under management.

Nadler Financial Group, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
1,072 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $5.0M0.70%
$5M+0.50%

Fees are negotiable. The Focused Investment Objective Program offers an alternative schedule: first $1M at 0.85%, $1M-$1.5M at 0.75%, and above $1.5M negotiable. Legacy clients may have different grandfathered rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

Los Angeles, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the Director of Investment Management & Co-CIO at Nadler Financial Group, dedicating full-time hours to this role. He also serves as President of a political action committee and assistant football coach at a high school, dedicating about 10-20% of his time and about 10-20% of his time respectively.

Employment History
Current Registrations
Nadler Financial Group, INC.
January 2013 - Present · 13 yrs 9 mos
Ausdal Financial Partners, INC.Broker
December 2012 - Present · 13 yrs 10 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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