Catherine Bock is a CFP-designated registered investment advisor at Sei Investments Management CORP, based in Oaks, PA, with 15 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 112,646 clients with $220B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Maximum advice fee is 1.25% for taxable accounts and 2.60% for non-taxable accounts. Fees are negotiable.
Fee Estimator
Location
One Freedom Valley Drive, Oaks, PA, 19456
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sei Investments Management CORP
Previous Registrations
Hirtle, Callaghan & CO., LLC
New England Securities Corporation
Ing Financial Partners, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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