Serena Horsch
Serena Horsch is a CFP-designated registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 15 years of industry experience. Serena is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
- Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
- Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
Location
14321 N. Northsight Boulevard, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2016Other Business Activities
Serena is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be her primary employment.
Employment History
Current Registrations
Vanguard Advisers, INC.
Vanguard Marketing Corporation
Vanguard Marketing CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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