Susanne Nelson
Susanne Nelson is a registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susanne operates under several DBAs for her LPL business, including Castle Hill Retirement Partners, Bay Financial Associates, LLC, and The 401(k) Advisory Group, dedicating full-time hours to these activities. Susanne also works for Atlanta Island Auto Rentals Inc doing admin work for a few hours per week and is an agent for non-variable insurance, spending minimal time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Patriot Financial Group, LLC
Equity Services, INC.Broker
State Registrations9 states
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