Maxwell Neely is a CFA-designated registered investment advisor at Stephens, based in Ridgeland, MS, with 12 years of industry experience. Maxwell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 4 more. Their firm serves 21,991 clients with $18B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee rate is 2% for Stephens Allocation Strategies and Stephens Managed Assets Program, and up to 2.5% for other pre-paid wrap fee accounts. Fees are negotiable based on account size, type, and services provided.
Fee Estimator
Location
140 Township Avenue, Ste 202, Ridgeland, MS, 39157
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Maxwell is a member of ERN Properties, LLC, a real estate investment company, and spends a few hours per week on it. He also owns a company that develops websites and provides online marketing services, and another holding company for real estate investments, Fair Oak Holdings, LLC.
Employment History
Current Registrations
Stephens
StephensBroker
Previous Registrations
Sterne, Agee & Leach, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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