David Flora is a registered investment advisor, based in Blaine, MN, with 14 years of industry experience.
Location
Blaine, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David owns Dave Flora Photography as a sole proprietor since December 2020. He spends a few hours per week on photography and post-production work.
Employment History
Current Registrations
Transamerica Investors Securities, LLC
September 2014 - Present · 11 yrs 8 mos
Transamerica Retirement Advisors, LLC
September 2014 - Present · 11 yrs 8 mos
Transamerica Investors Securities, LLCBroker
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Transamerica Financial Advisors, INC.
June 2011 - September 2014 · 3 yrs 3 mos
Transamerica Financial Advisors, INCBroker
June 2011 - September 2014 · 3 yrs 3 mos
Edward Jones
December 2010 - January 2011 · 1 mo
Edward JonesBroker
November 2010 - January 2011 · 2 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.