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Ronald Lawson

15 Years of Experience
Fort Mill, SC
Broker

Ronald Lawson is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald works as a delivery driver for Amazon Flex since August 2021. This outside employment takes up approximately 60 hours per month.

Employment History
Current Registrations
LPL Financial LLC
January 2015 - Present · 11 yrs 4 mos
LPL Financial LLCBroker
January 2015 - Present · 11 yrs 4 mos
LPL Financial LLC
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Rch SecuritiesBroker
May 2014 - January 2015 · 8 mos
UBS Financial Services INC.Broker
January 2013 - March 2014 · 1 yr 2 mos
UBS Financial Services INC.
January 2013 - March 2014 · 1 yr 2 mos
Edward Jones
November 2011 - December 2012 · 1 yr 1 mo
Edward JonesBroker
August 2011 - December 2012 · 1 yr 4 mos
First Investors CorporationBroker
October 2010 - July 2011 · 9 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Lawson - Financial Advisor | TrueAdvisor