Shannon James
Shannon James is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 11 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shannon is the Treasurer and a Finance Committee Member for Becoming Love Project, a non-profit organization, since April 2025. This requires a few hours per week of Shannon's time for expense tracking, document drafting, and grant tracking.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Berman Capital Advisors, LLC
Morgan Stanley
Morgan StanleyBroker
E*trade Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.