Samantha Smith is a CFP-designated registered investment advisor, based in Colorado Springs, CO, with 15 years of industry experience.
Location
Colorado Springs, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.
February 2025 - Present · 1 yr 3 mos
Captrust
February 2025 - Present · 1 yr 3 mos
Capfinancial Securities, LLC.Broker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
August 2016 - February 2025 · 8 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
February 2011 - February 2025 · 14 yrs
State Registrations1 state
CO
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.