Tracee Adams
Tracee Adams is a registered investment advisor at American Independent Securities Group, LLC, based in Wichita, KS, with 13 years of industry experience. Tracee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 2,987 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AISG offers investment advisory services through various platforms, each with its own fee structure. Fees for Charles Schwab and RBC management services generally range from 0.75% to 2.5% of your portfolio annually, but are negotiable. The fee is based on factors like the amount you invest, the scope of the engagement, and the investment style. A minimum of $2,500 of assets under management is required for Charles Schwab Advisory Services and $10,000 for RBC Management Services, though this may be negotiable. Fees are typically deducted directly from your account monthly or quarterly in advance.
Location
345 N. Riverview Street, Suite 100, Wichita, KS, 67203
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2017Other Business ActivitiesSells Insurance
Tracee is the treasurer for Brandon Johnson for Council, an independent insurance agent (DBA Hawthorn Capital, LLC), and involved with several community and non-profit organizations including YMCA, Wichita Police & Fire retirement board, Junior Achievement of Kansas, Wichita State University Board of Trustees, Kansas Health Foundation, AARP of Kansas, Wichita Regional Chamber of Commerce, Junior League of Wichita, Wichita Rotary Charitable fund Board, and is a FINRA Arbitrator. Tracee spends a few hours per week on insurance and minimal time on most other activities.
Employment History
Current Registrations
American Independent Securities Group, LLC
American Independent Securities Group, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Nylife Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.