Michael Aulson is a registered investment advisor, based in Concord, CA, with 13 years of industry experience.
Location
1655 Grant Street, 10th Floor, Concord, CA, 94520-2445
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael works full-time as a Business Development Officer for AssetMark Financial Holdings, Inc. and its affiliate, AssetMark Brokerage, LLC.
Employment History
Current Registrations
Assetmark Brokerage, LLC
December 2024 - Present · 1 yr 5 mos
Assetmark Brokerage, LLCBroker
December 2024 - Present · 1 yr 5 mos
Assetmark, INC.
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Bny Mellon Securities Corporation
December 2015 - July 2024 · 8 yrs 7 mos
Bny Mellon Securities CorporationBroker
December 2015 - July 2024 · 8 yrs 7 mos
Lord, Abbett & CO. LLC
March 2013 - November 2015 · 2 yrs 8 mos
Lord Abbett Distributor LLCBroker
January 2013 - November 2015 · 2 yrs 10 mos
VALIC Financial Advisors, INC.Broker
January 2011 - October 2011 · 9 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.