Ellis Balsam is a registered investment advisor at Carter & Balsam Advisers, based in Los Angeles, CA, with 15 years of industry experience. Ellis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fee Estimator
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ellis is the president of Carter & Balsam CPAs, a certified public accounting firm, since 2001. He spends about half of his time on CPA, accounting, and tax duties.
Employment History
Current Registrations
Carter & Balsam Advisers
State Registrations2 states
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