Gerald Owens
Gerald Owens is a registered investment advisor at LPL Financial LLC, based in Rock Hill, SC, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
334 Oakland Ave, Rock Hill, SC, 29730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerald operates Ferguson Financial, LLC as a DBA for his LPL business, dedicating nearly full-time hours to it. He also engages in non-variable insurance activities through Ferguson Financial LLC and owns a business involving the purchase and resale of items in an antique mall, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations2 states
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