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Erika Shearer
15 Years of Experience
Big Bend, WI
3 DisclosuresBroker
Erika Shearer is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Big Bend, WI, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Big Bend, WI
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Regulatory History (3)
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Financial
August 2024Final
Financial
August 2024Final
Financial
December 2023Final
Other Business Activities
Erika works as an associate/employee for InstaCart, shopping for and delivering groceries. She dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services, INC.
May 2023 - Present · 3 yrs
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
Raymond James & Associates, INC.Broker
May 2018 - May 2023 · 5 yrs
Northwestern Mutual Investment Services, LLCBroker
June 2015 - April 2018 · 2 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
September 2013 - May 2015 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
January 2011 - October 2013 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.