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Chase Carlin

Ip Financial Advisory Services LLC
15 Years of Experience
Salt Lake City, UT
BrokerSells Insurance
View SEC Summary
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Chase Carlin is a registered investment advisor at Ip Financial Advisory Services LLC, based in Salt Lake City, UT, with 15 years of industry experience. Chase is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.

Ip Financial Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
133 advisors
Number of Clients
2,001 clients
Average Client Portfolio
$241K average
Assets Under Management
$481.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K+2.00%

Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Salt Lake City, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chase works as a range attendant at Park City Golf Club and is also a registered representative with Innovation Partners LLC. Chase also sells life, health, and annuity insurance products, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Ip Financial Advisory Services LLC
February 2020 - Present · 6 yrs 8 mos
Innovation Partners LLC
January 2017 - Present · 9 yrs 9 mos
Innovation Partners LLCBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Innovation Partners LLC
January 2017 - September 2021 · 4 yrs 8 mos
Lincoln InvestmentBroker
January 2017 - January 2017 · 0 mos
Legend Advisory Corporation
August 2013 - January 2017 · 3 yrs 5 mos
Legend Equities CorporationBroker
July 2013 - January 2017 · 3 yrs 6 mos
Girard Securities, INC.
March 2012 - June 2013 · 1 yr 3 mos
Girard Securities, INC.Broker
July 2011 - June 2013 · 1 yr 11 mos
State Registrations8 states
CAHIKYMAMTOHUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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