AR
AR

Ali Rustempasic

15 Years of Experience
Tucson, AZ
1 DisclosureBroker

Ali Rustempasic is a registered investment advisor, based in Tucson, AZ, with 15 years of industry experience.

Location

3561 E. Sunrise Drive, Suite 105, Tucson, AZ, 85718

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2002
Final Disposition
Other Business Activities

Ali is involved with several businesses, including rental real estate (3324 Tularosa LLC, Happy Valley Saddle LLC, and Zaria Holdings) and support companies (SilverTree Wealth Partners and Way Holding Company LLC). Ali spends about half of his time as an independent contractor for SilverTree Wealth Partners and minimal time on Way Holding Company LLC.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2023 - Present · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Edward Jones
January 2011 - February 2023 · 12 yrs 1 mo
Edward JonesBroker
January 2011 - February 2023 · 12 yrs 1 mo
State Registrations23 states
AZCADCGAILKSMAMIMNMONCNJNMNVNYSCTNTXVAVirgin IslandsWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ali Rustempasic - Financial Advisor | TrueAdvisor