Thomas Palomares is a CFP-designated registered investment advisor, based in Tucson, AZ, with 11 years of industry experience.
Location
7465 E Tanque Verde Rd, Tucson, AZ, 85715
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is a Civil Service Commissioner for the City of Tucson since 2019, hearing appeals from city employees. This requires minimal time each week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2026 - Present · 6 mos
Raymond James Financial Services, INC.Broker
March 2026 - Present · 6 mos
Previous Registrations
Edward Jones
March 2019 - March 2026 · 7 yrs
Edward JonesBroker
March 2019 - March 2026 · 7 yrs
AXA Advisors, LLC
October 2017 - March 2018 · 5 mos
AXA Advisors, LLCBroker
September 2017 - March 2018 · 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2015 - September 2017 · 2 yrs 5 mos
AXA Advisors, LLCBroker
November 2013 - February 2015 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
May 2013 - October 2013 · 5 mos
State Registrations21 states
AKAZCACOFLIDKYMAMDMIMOMSNCNVNYOHPATXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.