JB
JB

Jon Brazzale

15 Years of Experience
Indianapolis, IN
Broker

Jon Brazzale is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Indianapolis, IN, with 15 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

600 E 96th St Ste 100, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jon presents the Working Genius Assessment to teams at Northwestern Mutual. This activity is non-investment related and requires minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2011 - Present · 15 yrs 4 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jon Brazzale - Financial Advisor | TrueAdvisor