Dong Kim is a registered investment advisor at Eagle Strategies LLC, based in Anaheim, CA, with 14 years of industry experience. Dong operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
2400 E. Katella Ave, Suite 800, Anaheim, CA, 92806
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dong works as an insurance broker, appointed with outside carriers, dedicating about a quarter of his time to this activity. He also serves on the finance committee for Our Lady of Peace Korean Catholic Center, spending minimal time on this non-investment related role.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Cetera Advisor Networks LLCBroker
Capital Guardian, LLCBroker
Woodbury Financial Services, INC.Broker
State Registrations11 states
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