Shanda Sullivan is a CFP-designated registered investment advisor at Aspen Wealth Planners LLC, based in Broken Arrow, OK, with 14 years of industry experience. Shanda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 28 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 0.90% |
| $1M+ | 0.20% |
Rates reflect the standalone Investment Management Agreement. The firm also offers a Retainer Agreement that bundles planning and investment management at higher percentage rates (1.00% up to $1M, dropping to 0.30% above $1M with a $25,000 annual minimum fee).
Fee Estimator
Location
PO Box 40292, Broken Arrow, OK, 74014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aspen Wealth Planners LLC
Previous Registrations
Sullivan Financial Strategies, LLC
Step by Step Tax and Financial Planning, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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