BS
CFP
BS
CFP

Benjamin Semmes

14 Years of Experience
Mclean, VA
1 DisclosureBroker

Benjamin Semmes is a CFP-designated registered investment advisor at Morgan Stanley, based in Mclean, VA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1650 Tysons Boulevard, Suite 1000, Mclean, VA, 22102

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History

Regulatory History (1)
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Customer Dispute
June 2015
Denied
Employment History
Current Registrations
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Morgan StanleyBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - June 2022 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2013 - June 2022 · 8 yrs 11 mos
Ing Financial Partners, INC
June 2011 - July 2013 · 2 yrs 1 mo
Ing Financial Partners, INC.Broker
April 2011 - July 2013 · 2 yrs 3 mos
State Registrations46 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPAPRSCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Benjamin Semmes - Financial Advisor | TrueAdvisor