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Catherine Pelican

Strategic Advisers LLC
15 Years of Experience
Durham, NC
1 DisclosureBroker
View SEC Summary
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Catherine Pelican is a registered investment advisor at Strategic Advisers LLC, based in Durham, NC, with 15 years of industry experience. Catherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7011 Fayetteville Rd, Suite 110, Durham, NC, 27713-7745

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History

Regulatory History (1)
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Criminal
March 2007
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Catherine participates in surveys and product testing with feedback for a company that connects research. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
November 2022 - Present · 3 yrs 11 mos
Fidelity Brokerage Services LLCBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
May 2023 - March 2025 · 1 yr 10 mos
Edward Jones
March 2017 - August 2022 · 5 yrs 5 mos
Edward JonesBroker
March 2017 - August 2022 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - March 2017 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - March 2017 · 2 yrs
Fidelity Brokerage Services LLCBroker
February 2011 - March 2015 · 4 yrs 1 mo
State Registrations5 states
MANCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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