Joseph Femia is a registered investment advisor, based in White Plains, NY, with 12 years of industry experience.
Location
50 Main Street, Suite 1560, White Plains, NY, 10606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Newedge Securities, LLCBroker
February 2026 - Present · 3 mos
Newedge Advisors
February 2026 - Present · 3 mos
Ameriprise Financial Services, LLC
June 2022 - Present · 3 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Ameriprise Financial Services, LLC
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
June 2021 - June 2022 · 1 yr
MML Investors Services, LLCBroker
April 2014 - June 2022 · 8 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
October 2011 - May 2012 · 7 mos
State Registrations19 states
CACOCTFLGAILINMAMENHNJNYPARISCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.