SS
SS

Stanley Sroka

13 Years of Experience
Downers Grove, IL
BrokerSells Insurance

Stanley Sroka is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Downers Grove, IL, with 13 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

1901 Butterfield Road, Ste 300, Downers Grove, IL, 60515

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Stanley coaches a varsity volleyball team at Josephinum Academy for about a quarter of his time during the season. He also owns two legal entities, Sroka Holdings, LLC and NP2022 Holdings, LLC, which are investment-related and take up a significant portion of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2015 - Present · 11 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
December 2012 - Present · 13 yrs 5 mos
State Registrations29 states
ALAZCACOFLGAIAILINKYLAMAMDMIMNMONCNHNJNYOHORPARISCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.