Daniel Milligan
Daniel Milligan is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Charlotte, NC, with 14 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
6235 Carnegie Blvd, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel owns BPM Holdings, LLC, established for business purposes and receiving compensation from personal production, dedicating about half of his time. He also owns Daniel Milligan, LLC, another legal entity established for business purposes, but spends minimal time on it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations10 states
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