Rebecca Cates
Rebecca Cates is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Roswell, GA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Macy Drive, Roswell, GA, 30076
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Rebecca is an independent contractor for R. Thornton Cates Financial Group, responsible for financial planning, investment placement, and monitoring for clients. This takes about half of Rebecca's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations23 states
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