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Gary Schantz

Raymond James Financial Services Advisors, INC
40 Years of Experience
Roswell, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gary Schantz is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Roswell, GA, with 40 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1875 Old Alabama Road, Suite 730, Roswell, GA, 30076

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gary is an agent for Legacy Wealth Mgt. Group, Inc. since 2018, procuring life insurance or long-term care insurance for clients a few hours per week. Gary is also the President and CEO of Legacy Wealth Mgt. Group, Inc., dedicating about half their time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 11 mos
Raymond James Financial Services, INC.Broker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Sovereign Legacy, INC.
January 2011 - November 2017 · 6 yrs 10 mos
Sovereign Legacy Securities, INC.Broker
December 2010 - November 2017 · 6 yrs 11 mos
Spc
January 2003 - December 2010 · 7 yrs 11 mos
Sigma Financial CorporationBroker
January 2003 - December 2010 · 7 yrs 11 mos
Washington Square Securities, INC.
July 2002 - February 2003 · 7 mos
Washington Square Securities, INC.Broker
March 2000 - February 2003 · 2 yrs 11 mos
Metlife Securities INC.Broker
September 1986 - March 2000 · 13 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
September 1986 - March 2000 · 13 yrs 6 mos
State Registrations12 states
ALAZCTFLGAMDNCNVNYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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