RF
RF

Ryan Farrell

13 Years of Experience
Castle Rock, CO
Broker

Ryan Farrell is a registered investment advisor at Ameriprise Financial Services, LLC, based in Castle Rock, CO, with 13 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Castle Rock, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryan works as a sales associate at the Oakley sunglasses store, assisting customers and performing store duties. This takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2024 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLC
October 2024 - Present · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
April 2020 - October 2024 · 4 yrs 6 mos
Fidelity Brokerage Services LLCBroker
September 2019 - October 2024 · 5 yrs 1 mo
USAA Investment Management Company
March 2019 - May 2019 · 2 mos
USAA Financial Advisors, INC.Broker
March 2019 - May 2019 · 2 mos
Folio Investments, INC.Broker
February 2018 - February 2019 · 1 yr
Advice and Planning Services
August 2017 - November 2017 · 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2017 - November 2017 · 3 mos
Strategic Advisers, INC.
September 2015 - June 2017 · 1 yr 9 mos
Fidelity Brokerage Services LLCBroker
August 2013 - July 2017 · 3 yrs 11 mos
Scottrade, INC.Broker
July 2011 - June 2013 · 1 yr 11 mos
Edward Jones
March 2011 - May 2011 · 2 mos
Edward JonesBroker
February 2011 - May 2011 · 3 mos
State Registrations15 states
AKAZCACOFLKSMAMNMTNCNMNVTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Farrell - Financial Advisor | TrueAdvisor