BA
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Brian Aikens

14 Years of Experience
Akron, OH
BrokerSells Insurance

Brian Aikens is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Akron, OH, with 14 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3800 Embassy Pkwy, Suite 120, Akron, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian earns commissions from insurance companies for sales of non-variable life, health, annuity, and disability income insurance products. He also owns NM Coaching, dedicating minimal time to coaching financial representatives, and BAW Group LLC, spending about half his time on this legal entity for business purposes. Brian is also an administrator for a non-profit foundation, dedicating minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2014 - Present · 11 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
February 2012 - Present · 14 yrs 5 mos
State Registrations48 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Aikens - Financial Advisor | TrueAdvisor