James Monroe
James Monroe is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Medford, OR, with 15 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
210 West 8th St, Medford, OR, 97501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an assistant wrestling coach, an insurance agent selling non-variable insurance, a board member for the Oregon Tech Foundation, and a referral partner for Barrett Business Services. He is also a representative for Oregon Pacific Financial Advisors, owner of James Monroe LLC, a podcast host, and a financial planner & retirement plan specialist for Oregon Pacific Financial Advisors.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Oregon Pacific Financial Advisors INC
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.