JM
JM

John Moresi

8 Years of Experience
Chesterfield, MO
Broker

John Moresi is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chesterfield, MO, with 8 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

424 S Woods Mill Rd, Ste 300, Chesterfield, MO, 63017-3428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2022 - Present · 3 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Larson Financial Group, LLC
November 2018 - November 2022 · 4 yrs
Larson Financial Securities, LLCBroker
September 2017 - November 2022 · 5 yrs 2 mos
State Registrations46 states
AKALARAZCACTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVOHOKORPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.